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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2014-09-30
  • CT RA
    APPROVED
    Since 2014-09-30

Branch Locations

74 West Stafford Road, Stafford Springs, CT 06076 • United States

538 Preston Avenue, Meriden, CT 06450-4858 • UNITED STATES

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stoggy Hollow Woodstock Valley CT 11/2004 Present
Infinex Investments, Inc. Meriden CT 09/2014 Present
  • 11/2004 → Present
    Stoggy Hollow
    Woodstock Valley, CT
  • 09/2014 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2013-08-19 → 2014-10-01
    New England Securities
    Bloomfield, CT
    West Hartford, CT
  • 2010-03-29 → 2012-02-09
    Waddell & Reed
    Hartford, CT
    Hamden, CT
Other Businesses

(ACTIVITY)STOGGY HOLLOW -MEMBER LLC -RESTAURANT - 5 HOUR SECURITIES - 10 HOURS NON SECURITIES - SINCE 11/2004 492 EASTFORD RD WOODSTOCK VALLEY, CT. (ACTIVITY)EASTFORD BOARD OF EDUCATION,OVERSIGHT OF EASTFORD SCHOOL DISTRICT,BOARD MEMBER/FACILITIES CHAIR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-26
S63 Uniform Securities Agent State Law Examination 2001-08-02
  • S66 Uniform Combined State Law Examination
    2010-03-26
  • S63 Uniform Securities Agent State Law Examination
    2001-08-02
Other Names
  • Robert Hamilton Ellsworth
  • Robert H Ellsworth
  • Rob Ellsworth

View on SEC IAPD

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