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William John Koren

Rbc Capital Markets, LLC

Rockville, MD

Poolesville, MD

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-03
TX RA APPROVED_RES 2021-11-03
MD RA APPROVED 2021-04-05
  • NY RA
    APPROVED
    Since 2021-11-03
  • TX RA
    APPROVED_RES
    Since 2021-11-03
  • MD RA
    APPROVED
    Since 2021-04-05

Branch Locations

111 Rockville Pike Suite 825, Rockville, MD 20850-5117 • United States

Poolesville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Rockville MD 12/2011 03/2021
Rbc Capital Markets, Llc Rockville MD 04/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-26
S63 Uniform Securities Agent State Law Examination 2009-11-11
  • S65 Uniform Investment Adviser Law Examination
    2012-06-26
  • S63 Uniform Securities Agent State Law Examination
    2009-11-11
Other Names
  • Bj Koren

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · ROCKVILLE, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD
NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD
J.P. MORGAN SECURITIES LLC · Rockville, MD
UNITED BROKERAGE SERVICES, INC · ROCKVILLE, MD
PROFIT INVESTMENTS · NORTH BETHESDA, MD
ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

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