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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-02-08
  • MA RA
    APPROVED
    Since 2022-02-08

Branch Locations

40 Mechanic St., Suite 309, Marlborough, MA 01752 • United States

Worcester, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corporation Lynnfield MA 01/2014 10/2016
Cetera Advisors Llc Denver CO 10/2016 04/2019
First Allied Securities, Inc. San Diego CA 04/2019 02/2022
First Allied Advisory Services, Inc San Diego CA 04/2019 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 02/2022
Lpl Financial Llc Marlborough MA 02/2022 Present
  • 01/2014 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 10/2016 → 04/2019
    Cetera Advisors Llc
    Denver, CO
  • 04/2019 → 02/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 04/2019 → 11/2020
    First Allied Advisory Services, Inc
    San Diego, CA
  • 11/2020 → 02/2022
    First Allied Advisory Services
    Schaumburg, IL
  • 02/2022 → Present
    Marlborough, MA
Previous Registrations
  • 2020-11-09 → 2022-02-02
    Marlborough, MA
    Northborough, MA
  • 2019-04-30 → 2020-11-12
    First Allied Advisory Services, Inc.
    Northborough, MA
  • 2016-10-03 → 2019-05-14
    Cetera Advisors Llc
    Millbury, MA
  • 2014-01-06 → 2016-10-03
    Investors Capital Corp.
    Whitinsville, MA
    Lynnfield, MA
    Northborough, MA
    Lynnfield, MA
Other Businesses

1) 01/26/2022 - Nexus Financial Group - Inv Rel - At Reported Business Location(s) - Start: 2014 - 160 Hr/Mth 2) 01/26/2022 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 2014 - 20 Hr/Mth 3) 01/26/2022 - Jeanine M. Beratta Attorney at Law - Worcester, MA - Start: 1993 - 8 Hr/Yr

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-03
S66 Uniform Combined State Law Examination 2000-08-11
  • S65 Uniform Investment Adviser Law Examination
    2014-02-03
  • S66 Uniform Combined State Law Examination
    2000-08-11
Other Names
  • Jeanine Marie Beratta
  • Jeanine M. Beratta
  • Jeanine M Beratta

View on SEC IAPD

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