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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-02-08 |
Branch Locations
40 Mechanic St., Suite 309, Marlborough, MA 01752 • United States
Worcester, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corporation | Lynnfield | MA | 01/2014 | 10/2016 |
| Cetera Advisors Llc | Denver | CO | 10/2016 | 04/2019 |
| First Allied Securities, Inc. | San Diego | CA | 04/2019 | 02/2022 |
| First Allied Advisory Services, Inc | San Diego | CA | 04/2019 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 02/2022 |
| Lpl Financial Llc | Marlborough | MA | 02/2022 | Present |
1) 01/26/2022 - Nexus Financial Group - Inv Rel - At Reported Business Location(s) - Start: 2014 - 160 Hr/Mth 2) 01/26/2022 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 2014 - 20 Hr/Mth 3) 01/26/2022 - Jeanine M. Beratta Attorney at Law - Worcester, MA - Start: 1993 - 8 Hr/Yr
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-03 |
| S66 | Uniform Combined State Law Examination | 2000-08-11 |
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