Best Investors Account Sign in
Inactive

Paul Manuel Travis

Community Financial Group, Inc.

Marlborough, MA

Claim This Profile
Current Employers
Community Financial Group, Inc.

201 Boston Post Road West Suite 406, Marlborough, MA 01752 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-05-17
MA RA APPROVED 2003-12-12
  • TX RA
    APPROVED
    Since 2012-05-17
  • MA RA
    APPROVED
    Since 2003-12-12

Branch Locations

201 Boston Post Road West Suite 406, Marlborough, MA 01752 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Community Financial Group, Inc. Marlborough MA 11/2003 Present
Previous Registrations
  • 2004-01-12 → 2004-08-04
    Apw Capital, Inc.
    Hudson, MA
    Delmar, NY
    Hudson, MA
    Hudson, MA
    Marlborough, MA
    Totowa, NJ
    Totowa, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-11
S65 Uniform Investment Adviser Law Examination 1999-07-07
S63 Uniform Securities Agent State Law Examination 1996-10-08
  • S66 Uniform Combined State Law Examination
    2003-12-11
  • S65 Uniform Investment Adviser Law Examination
    1999-07-07
  • S63 Uniform Securities Agent State Law Examination
    1996-10-08

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MANNION MONEY ADVISORY
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
LPL FINANCIAL LLC
COMMONWEALTH FINANCIAL NETWORK
MARINER
EDWARD JONES

Other Investors

Graham Munro Tower
Isli Kola
Kristopher Robert Grenier
KYLE MANNION
Aidan Joseph Cushman
JOSEPH FRANCIS DELANO
DANIEL TINSLEY
MARIA GIAMPIETRO

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Marlborough, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MARLBOROUGH, MA
MANNION MONEY ADVISORY · MARLBOROUGH, MA
JOHN HANCOCK INVESTMENT MANAGEMENT LLC · Northborough, MA
LPL FINANCIAL LLC · MARLBOROUGH, MA
COMMONWEALTH FINANCIAL NETWORK · Marlborough, MA
LPL FINANCIAL LLC · MARLBOROUGH, MA
LPL FINANCIAL LLC · MARLBOROUGH, MA

More in Marlborough, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor