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Inactive

Paul Manuel Travis

Community Financial Group, Inc.

Marlborough, MA

CRD 2791056

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Employer firm

Community Financial Group, Inc. CRD 129472

$92.9M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Community Financial Group, Inc.

201 Boston Post Road West Suite 406, Marlborough, MA 01752 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-05-17
MA RA APPROVED 2003-12-12
  • TX RA
    APPROVED
    Since 2012-05-17
  • MA RA
    APPROVED
    Since 2003-12-12

Branch Locations

201 Boston Post Road West Suite 406, Marlborough, MA 01752 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Community Financial Group, Inc. Marlborough MA 11/2003 Present
Previous Registrations
  • 2004-01-12 → 2004-08-04
    Apw Capital, Inc.
    Hudson, MA
    Delmar, NY
    Hudson, MA
    Hudson, MA
    Marlborough, MA
    Totowa, NJ
    Totowa, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-11
S65 Uniform Investment Adviser Law Examination 1999-07-07
S63 Uniform Securities Agent State Law Examination 1996-10-08
  • S66 Uniform Combined State Law Examination
    2003-12-11
  • S65 Uniform Investment Adviser Law Examination
    1999-07-07
  • S63 Uniform Securities Agent State Law Examination
    1996-10-08

View on SEC IAPD

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