Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-02 |
| CT | RA | APPROVED | 2016-04-11 |
Branch Locations
1077 Bridgeport Ave Ste 301, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Stratford | CT | 04/2016 | Present |
1. 11/30/2016 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 10/28/2016 - 2 Hours Per Month During Securities Trading. 2. 2/12/2021 - All Seasons Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/07/2021 - 200 Hours Per Month/130 Hours During Securities Trading. 3. 01/02/2026 - Johansen Financial Services, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business location(s) - Start Date 11/11/2025 - 160 hours per month/ during trading 4. 01/02/2026 - Roy Johansen, LPL Financial - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business location(s) - Start Date 11/11/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-07-12 |
| S65 | Uniform Investment Adviser Law Examination | 2001-03-26 |
Reach out to this advisor