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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2003-10-09 |
Branch Locations
408 Blankenbaker Pkwy Suite 100, Louisville, KY 40243-1896 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Louisville | KY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Louisville | KY | 03/2020 | Present |
Outside Employment; Heick, Hester, Smith & Associates LLC; Director of Investments - In charge of the SPS Advisor discretionary platform and screening investments.; ; 408 Blankenbaker Parkway, , Louisville, KY, 40243; Investment-Related; 11/11/2020; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-11 |
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