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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2001-02-23
  • TX RA
    APPROVED
    Since 2001-02-23

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Austin TX 07/2000 Present
Bank Of America N.A. Austin TX 12/2020 Present
  • 07/2000 → Present
    Merrill Lynch
    Austin, TX
  • 12/2020 → Present
    Bank Of America N.A.
    Austin, TX
Other Businesses

I*4738273, Entity Type: , Name of OBA: L W, Address: Austin, Texas, 78736, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 06/18/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-18
  • S66 Uniform Combined State Law Examination
    2000-10-18
Other Names
  • Shannon Adams
  • Traci Shannon Adams
  • Traci Shannon Adams
  • Shannon Allen
  • Shannon Wood
  • Traci Shannon Wood
  • Shannon Wood

View on SEC IAPD

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