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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-11-21
  • TX RA
    APPROVED
    Since 2008-11-21

Branch Locations

5301 Sw Parkway, Bldg 2 Suite 300, Austin, TX 78735 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Austin TX 11/2008 Present
  • 11/2008 → Present
    Rbc Capital Markets
    Austin, TX
Previous Registrations
Other Businesses

(1)PRESIDENT OF WAVE INTERNATIONAL, INC. AN INACTIVE CORPORATION REGISTERED IN THE STATE OF TEXAS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-21
  • S66 Uniform Combined State Law Examination
    2000-09-21
Other Names
  • Paul Ballett

View on SEC IAPD

Other Firms

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More in Austin, TX

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