Ronald S Pricenor

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 11/2010 → Present
  Bank Of America, N.A.
  Jacksonville, FL

Previous Registrations

• 2008-04-11 → 2010-10-15
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Jacksonville, FL
  Saint Augustine, FL
• 2006-07-21 → 2008-03-12
  Uvest Financial Services Group, Inc.
  Lexington, SC
  St. Augustine, FL
• 2006-02-22 → 2006-07-05
  Amsouth Investment Management Company Llc
  Memphis, TN
• 2000-10-01 → 2006-02-09
  Wells Fargo Clearing Services, Llc
  St. Augustine, FL

Other Businesses

I*120512 For profit or not for profit: For-Profit Organization Name of outside business organization: Uber Investment related: N Address of business: San Francisco, California 94102 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 2/1/2019 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: earn income with out a fixed schedule

Exams

• S66 Uniform Combined State Law Examination
  2010-11-19
• S63 Uniform Securities Agent State Law Examination
  1999-09-01

Designations

• Certified Financial Planner

Other Names

• Ronald Pricenor
• Ron Stephen Pricenor
• Ronald Stephen Pricenor