James R Barry

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-12-01
PA	RA	APPROVED	2020-10-09
NJ	RA	APPROVED	2004-03-17
TX	RA	APPROVED_RES	2001-01-12

FL RA
APPROVED

Since 2020-12-01
PA RA
APPROVED

Since 2020-10-09
NJ RA
APPROVED

Since 2004-03-17
TX RA
APPROVED_RES

Since 2001-01-12

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

New Hope, PA • United States

Naples, FL • United States

9128 Strada Pl, Naples, FL 34108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lawrenceville	NJ	08/2000	Present
Bank Of America,N.A.	Princeton	NJ	06/2011	Present

08/2000 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lawrenceville, NJ
06/2011 → Present

Bank Of America,N.A.

Princeton, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-27

S66 Uniform Combined State Law Examination

2000-09-27

Other Names

Jim Barry
James Barry

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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