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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2004-01-26 |
Branch Locations
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
315 Deaderick Street Suite 500, Nashville, TN 37238 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Nashville | TN | 08/2000 | Present |
1. Finra's Office of Dispute Resolution, industry oversight, Arbitrator, Arbitrator for disputes, start date-2/13/2019, Boca raton FL United States-33486.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-13 |
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