Best Investors
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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2015-02-10 |
Branch Locations
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
248 Inverness Center Drive, Birmingham, AL 35242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rfg Advisory | Birmingham | AL | 02/2015 | Present |
| Private Client Services | Birmingham | AL | 06/2018 | Present |
1) 02/06/2015. RFG ADVISORY. 248 INVERNESS CENTER DR, BIRMINGHAM, AL 35242. DBA FOR PCS ACTIVITIES. REGISTERED REPRESENTATIVE. 160 HOURS/MO; 120 DURING TRADING HOURS. 2) RFG ADVISORY. 248 INVERNESS CENTER DR, BIRMINGHAM, AL 35242. ADVISORY ACTIVITIES. IAR. 130 HOURS/MO; 120 DURING TRADING HOURS. 3) NW OAK PROPERTIES. 2503 SEBONAC RD, HOOVER, AL 35226. REAL ESTATE INVESTMETNS WITH MY WIFE AND MYSELF. CO-OWNER. 2 HRS/MO; 0 DURING TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-28 |
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