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Current Employers
Alders Financial Solutions

1701 Novato Blvd Ste. 304, Novato, CA 94947 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-07-01
  • CA RA
    APPROVED
    Since 2020-07-01

Branch Locations

1701 Novato Blvd Ste. 304, Novato, CA 94947 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-10-01
  • CA RA
    APPROVED
    Since 2018-10-01

Branch Locations

1701 Novato Blvd, Suite 304, Novato, CA 94947 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Corte Madera CA 05/2003 03/2018
Lpl Financial Llc Novato CA 10/2018 Present
Alders Financial Solutions Novato CA 09/2018 Present
Unemployed Sausalito CA 03/2018 09/2018
Previous Registrations
  • 2020-01-02 → 2020-12-08
    Alders Financial Solutions
    Novato, CA
  • 2017-08-16 → 2018-03-09
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

1. Louis Batmale Financial Advisor / DBA for LPL Business (entity for LPL business) / 100% / Novato, CA. 2. 10/3/2018 - Alders Financial Solutions - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Licensed Admin. - Start Date: 09/04/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide financial planning and consulting services through Alders Financial Solutions, an independent investment advisor firm. I started this business activity in 08/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 12/13/2021 - Alders Financial Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/30/2021 - 168 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-16
S63 Uniform Securities Agent State Law Examination 2000-01-14
  • S66 Uniform Combined State Law Examination
    2017-08-16
  • S63 Uniform Securities Agent State Law Examination
    2000-01-14
Other Names
  • George A Craig

View on SEC IAPD

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