Donald Spencer Hartman

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-02-18
WV	RA	APPROVED	2025-05-30
AZ	RA	APPROVED	2023-05-23
OH	RA	APPROVED	2023-02-22
NY	RA	APPROVED	2023-02-21
FL	RA	APPROVED	2000-08-04

NJ RA
APPROVED

Since 2026-02-18
WV RA
APPROVED

Since 2025-05-30
AZ RA
APPROVED

Since 2023-05-23
OH RA
APPROVED

Since 2023-02-22
NY RA
APPROVED

Since 2023-02-21
FL RA
APPROVED

Since 2000-08-04

Branch Locations

2114 N.W. 40Th Terrace Suite B-1, Gainesville, FL 32605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Agia	Houston	TX	12/2022	Present
Valic Financial Advisors	Gainesville	FL	07/2000	Present

12/2022 → Present

Agia

Houston, TX
07/2000 → Present

Valic Financial Advisors

Gainesville, FL

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2023-02-09
S65	Uniform Investment Adviser Law Examination	2021-12-09

S63 Uniform Securities Agent State Law Examination

2023-02-09
S65 Uniform Investment Adviser Law Examination

2021-12-09

View on SEC IAPD

Current Employers

Valic Financial Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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