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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2007-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Ins. Co | Milwaukee | WI | 01/1994 | Present |
| Northwestern Mutual Investment Services, Llc | Birmingham | AL | 06/1999 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER OF TANGO SIERRA LLC, LEGAL ENTITY, 1901 6TH AVE N STE 2800, BIRMINGHAM, AL - 35203, START DATE: 07/19/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRICIPAL MANAGING THE BUSINESS. ENTITY CREATED TO HOLD AIRPLANE. NOT INVESTMENT RELATED. 3. 100% OWNER, UNICORN GROUP, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION AND FOR LEASE, 1901 6TH AVE N, STE 2800, BIRNINGHAM, AL, 35203, START DATE: 06/07/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, MANAGER. INVESTMENT RELATED. 4. 100% OWNER, LEGENDARY UNICORN, LLC, LEGAL ENTITY, START DATE: 09/21/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 5. LETTOH INSURANCE SERVICES, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 9/21/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-20 |
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