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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2007-06-06
  • AL RA
    APPROVED
    Since 2007-06-06

Branch Locations

2801 2Nd Ave S Ste A, Birmingham, AL 35233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Ins. Co Milwaukee WI 01/1994 Present
Northwestern Mutual Investment Services, Llc Birmingham AL 06/1999 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 Present
  • 01/1994 → Present
    The Northwestern Mutual Life Ins. Co
    Milwaukee, WI
  • 06/1999 → Present
    Birmingham, AL
  • 05/2007 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER OF TANGO SIERRA LLC, LEGAL ENTITY, 1901 6TH AVE N STE 2800, BIRMINGHAM, AL - 35203, START DATE: 07/19/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRICIPAL MANAGING THE BUSINESS. ENTITY CREATED TO HOLD AIRPLANE. NOT INVESTMENT RELATED. 3. 100% OWNER, UNICORN GROUP, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION AND FOR LEASE, 1901 6TH AVE N, STE 2800, BIRNINGHAM, AL, 35203, START DATE: 06/07/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, MANAGER. INVESTMENT RELATED. 4. 100% OWNER, LEGENDARY UNICORN, LLC, LEGAL ENTITY, START DATE: 09/21/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 5. LETTOH INSURANCE SERVICES, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 9/21/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-03
S63 Uniform Securities Agent State Law Examination 1999-09-20
  • S66 Uniform Combined State Law Examination
    2006-01-03
  • S63 Uniform Securities Agent State Law Examination
    1999-09-20
Other Names
  • Danny G Hottel

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