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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2020-03-11 |
| OK | RA | APPROVED | 2008-02-22 |
| TX | RA | APPROVED | 2008-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Sallisaw | OK | 02/2008 | Present |
| First National Bank | Sallisaw | OK | 02/2008 | Present |
1- 4/16/2019 - Bag the Buck LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/29/2019 - 1 Hours Per Month/0 Hours During Securities Trading. 2- 11/12/2024 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Diamond Investment Group - Investment Related - At Reported Business Location(s) - Start Date 12/26/2024 - 180 Hours per Month/ 50 Hours During Trading 3- 04/29/2026 - City of Sallisaw - Politics/ Government - Not Investment Related - Sallisaw, OK - Start Date 04/07/2026 - 20 hours per month/ 5 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-05 |
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