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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-11-19
TX RA APPROVED 2024-11-19
AR RA APPROVED 2024-11-14
  • MO RA
    APPROVED
    Since 2024-11-19
  • TX RA
    APPROVED
    Since 2024-11-19
  • AR RA
    APPROVED
    Since 2024-11-14

Branch Locations

19 North 5Th Street #104, Fort Smith, AR 72901 • United States

12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States

109 N 3Rd Street, Fort Smith, AR 72901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2018 09/2024
Northwestern Mutual Investment Services Llc Fayetteville AR 04/2019 09/2024
Emsi Little Rock AR 05/2017 11/2018
Apps Little Rock AR 05/2017 04/2019
Health Fitness Minneapolis MN 07/2013 12/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2020 09/2024
The Prudential Insurance Company Of America Fort Smith AR 09/2024 Present
Pruco Securities Llc. Fort Smith AR 09/2024 11/2024
Lpl Enterprise, Llc St. Louis MO 11/2024 Present
  • 12/2018 → 09/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2019 → 09/2024
    Northwestern Mutual Investment Services Llc
    Fayetteville, AR
  • 05/2017 → 11/2018
    Emsi
    Little Rock, AR
  • 05/2017 → 04/2019
    Apps
    Little Rock, AR
  • 07/2013 → 12/2018
    Health Fitness
    Minneapolis, MN
  • 02/2020 → 09/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2024 → Present
    The Prudential Insurance Company Of America
    Fort Smith, AR
  • 09/2024 → 11/2024
    Fort Smith, AR
  • 11/2024 → Present
    St. Louis, MO
Previous Registrations
Other Businesses

1) 03/03/2025 - International Food and Wine Society - Non-Profit Board Member - I will serve as the Treasurer for the International Food and Wine Society - Not INV Related - At Charleston, AR - Start Date 12/15/2024 - 2hrs/mth - 0hrs During Trading 2) 06/23/2026 - Justin Hattenhauer-Financial Advisor - Non-Variable Insurance - Inv related -At Reported Business Location(s) -Start date 11/11/2025-2hrs/mth-1hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-14
S63 Uniform Securities Agent State Law Examination 2019-11-14
  • S66 Uniform Combined State Law Examination
    2024-09-14
  • S63 Uniform Securities Agent State Law Examination
    2019-11-14
Other Names
  • Justin Hattenhauer

View on SEC IAPD

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