Marcus L Grubb

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-07-15
MD	RA	APPROVED	2008-10-10

TX RA
APPROVED

Since 2016-07-15
MD RA
APPROVED

Since 2008-10-10

Branch Locations

39 E Churchville Rd, Bel Air, MD 21014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bel Air	MD	10/2008	Present
Bank Of America,N.A.	Bel Air	MD	06/2011	Present

10/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bel Air, MD
06/2011 → Present

Bank Of America,N.A.

Bel Air, MD

Previous Registrations

2005-08-01 → 2008-10-24

Ferris, Baker Watts, Llc

Bel Air, MD

Belair, MD
2002-01-22 → 2005-08-02

Morgan Stanley Dw Inc.

Bel Air, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-06-01

S66 Uniform Combined State Law Examination

2001-06-01

Designations

View on SEC IAPD

Other Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

OSAIC WEALTH, INC.

FOUNDERS FINANCIAL SECURITIES LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

AMERIPRISE FINANCIAL SERVICES, LLC

TRUIST ADVISORY SERVICES, INC.

Other Investors

MELISSA MARIE MULLAN

ERIK LOUIS KELLER

ADAM WILLIS FREELAND

Michael Hax Clayton

Bryan Angelilli

ALEC LLOYD MOURING

JOSEPH MICHAEL ANDERSEN

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · BEL AIR, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bel Air, MD

OSAIC WEALTH, INC. · BEL AIR, MD

FOUNDERS FINANCIAL SECURITIES LLC · BEL AIR, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BEL AIR, MD

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Bel Air, MD

AMERIPRISE FINANCIAL SERVICES, LLC · Bel Air, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Be Air, MD

More in Bel Air, MD

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