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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2001-01-10
CT RA APPROVED 2000-10-10
  • TX RA
    APPROVED_RES
    Since 2001-01-10
  • CT RA
    APPROVED
    Since 2000-10-10

Branch Locations

185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 07/2000 Present
Bank Of America, N.A. Hartford CT 09/2009 Present
Other Businesses

PRIVATE PRACTICE OF LAW HARTFORD, CT 06105 12/1998 - 07/2000 WINDING UP PRACTICE CONNECTICUT STATE LEGISLATOR 01/1999 TO PRESENT PART-TIME VARIOUS LEGLATIVE ACTIVITES RELATING TO THE STATE OF CONNECTICUT I*103171 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CAMP COURANT INVESTMENT RELATED: N ADDRESS OF BUSINESS: HARTFORD, CONNECTICUT 06106 NATURE OF BUSINESS: CHARITABLE ORGANIZATION POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER START DATE OF RELATIONSHIP: 3/21/2017 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 5 DUTIES: HARTFORD'S CAMP COURANT IS ONE OF THE NATION'S OLDEST FREE DAY CAMP SERVING HARTFORD YOUTH HELD FOR 6 WEEKS IN THE SUMMER AND HOSTS ABOUT 1000 KIDS THROUGHOUT THE SUMMER AND ABOUT 650 PER DAY. CAMPERS ARE PREDOMINANTLY AFRICAN AMERICAN AND HISPANIC I*: 1754266 Entity Type: Name of OBA: Hartford Stage Company Address: Investment Related: No Position, Title, Association: Board membership Employee Start Date: Number of Hours: Number of Hours during trading: Duties: The role of board member for Hartford Stage will include all aspects of non-profit arts organization governance and management. I*2631283, Entity Type: Entity Charitable, Name of OBA: Asylum Hill Congregational Church, Address: Hartford, Connecticut, 06105, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 08/01/2025, No Hours: 10 Monthly, No Hours during Trading: 2 Monthly, Duties: I will be a member of the Board of Deacons, which is essentially the board of directors, It is a church

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-28
  • S66 Uniform Combined State Law Examination
    2000-09-28

View on SEC IAPD

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