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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-10-29
OK RA APPROVED 2009-07-13
  • TX RA
    APPROVED
    Since 2009-10-29
  • OK RA
    APPROVED
    Since 2009-07-13

Branch Locations

6305 Waterford Boulevard Suite 240, Oklahoma City, OK 73118 • United States

601 Sw C. Avenue Suite 100, Lawton, OK 73501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated Oklahoma City OK 05/2000 Present
Morgan Stanley Smith Barney Oklahoma City OK 06/2009 Present
  • 05/2000 → Present
    Morgan Stanley & Co. Incorporated
    Oklahoma City, OK
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Oklahoma City, OK
Other Businesses

*311837 - Rental Property; Investment related-Yes; lawton, Oklahoma; Rental Property; Sole Proprietor/Owner, Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2016; During business hours: 0; After business hours: 1; landlord/owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-09
  • S66 Uniform Combined State Law Examination
    2009-07-09
Other Names
  • Serena Elizabeth Whitson

View on SEC IAPD

Other Firms

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