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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-17 |
| MI | RA | APPROVED | 2024-10-11 |
| MN | RA | APPROVED | 2024-10-11 |
| ND | RA | APPROVED | 2024-10-11 |
| OR | RA | APPROVED | 2024-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Portfolios Financial Services, Inc. | Bismarck | SD | 07/2016 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1. CATHOLIC FOUNDATION OF WESTERN NORTH DAKOTA (CFWND) POSITION: Board Member NATURE: Promote the mission of the Catholic faith by encouraging stewardship while providing morally and socially responsible means. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2022 ADDRESS: 520 N Washington St., Bismarck ND 58501, United States DESCRIPTION: Assist with the mission and identity of the corporation and approves long range plans as they relate to its mission and identity. 2. CATHEDRAL OF THE HOLY SPIRIT FINANCE COUNCIL POSITION: Board Member NATURE: Financial council providing oversight of parish finances. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2022 ADDRESS: 520 Raymond St, Bismarck ND 58501, United States DESCRIPTION: Financial council regarding oversight of parish finances. 3. BISMARCK AREA CATHOLIC EDUCATION FOUNDATION (BACEF) POSITION: Board Member NATURE: Foundation for Catholic education. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2021 ADDRESS: 520 N Washington St, Bismarck ND 58501, United States DESCRIPTION: Foundation for Catholic education. 4. BRAVERA PLANNING + INVESTING POSITION: Insurance Agent/ Investment Advisor NATURE: DBA for life and annuity sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2021 ADDRESS: 401 N 4th St, Bismarck ND 58501, United States DESCRIPTION: DBA for fixed insurance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-18 |
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