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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-11-18
TX RA APPROVED_RES 2021-11-17
  • OH RA
    APPROVED
    Since 2021-11-18
  • TX RA
    APPROVED_RES
    Since 2021-11-17

Branch Locations

5839 Chandler Ct, Westerville, OH 43082 • United States

34 E. College Ave, 2Nd Floor, Westerville, OH 43081 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Choice Financial Services Sunbury OH 05/2017 11/2017
Ccf Investments Greensboro GA 06/2014 06/2017
Capital Choice Investment Advisers, Inc. Greensboro GA 05/2016 06/2017
Ameritas Investment Corp. Lincoln NE 06/2017 11/2017
Stark Financial Group Sunbury OH 04/2016 Present
Gwn Securities, Inc. Palm Beach Gardens FL 11/2017 11/2021
Magellan Financial Topeka, Ks 66614 KS 01/2019 11/2021
Lpl Financial Llc Westerville OH 11/2021 Present
  • 05/2017 → 11/2017
    Capital Choice Financial Services
    Sunbury, OH
  • 06/2014 → 06/2017
    Ccf Investments
    Greensboro, GA
  • 05/2016 → 06/2017
    Capital Choice Investment Advisers, Inc.
    Greensboro, GA
  • 06/2017 → 11/2017
    Ameritas Investment Corp.
    Lincoln, NE
  • 04/2016 → Present
    Stark Financial Group
    Sunbury, OH
  • 11/2017 → 11/2021
    Palm Beach Gardens, FL
  • 01/2019 → 11/2021
    Magellan Financial
    Topeka, Ks 66614, KS
  • 11/2021 → Present
    Westerville, OH
Previous Registrations
  • 2017-11-22 → 2021-11-18
    Sunbury, OH
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Westerville, OH
  • 2017-06-21 → 2017-12-21
    Ameritas Investment Company, Llc
    Greensboro, GA
    Sunbury, OH
  • 2016-05-17 → 2017-06-23
    Capital Choice Investment Advisers, Inc.
    Columbus, OH
    Greensboro, GA
    Sunbury, OH
  • 2011-08-12 → 2014-05-29
    Worthington, OH
    Ormond Beach, FL
Other Businesses

1) 11/17/2021- Stark Finacial Group Inc- DBA for LPL Business (entity for LPL business)- inv. related- Westerville, OH - Start Date:11/15/2021 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 10/01/2025 - Stark Ideal TAx - Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s) - Start Date:10/01/2025 - 10 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-18
S63 Uniform Securities Agent State Law Examination 2004-04-19
  • S65 Uniform Investment Adviser Law Examination
    2011-03-18
  • S63 Uniform Securities Agent State Law Examination
    2004-04-19

View on SEC IAPD

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