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Daniel Kenneth Norman

Raymond James Financial Services Advisors, Inc

Loves Park, IL

Waunakee, WI

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-01-08
TX RA APPROVED_RES 2013-12-05
IL RA APPROVED 2009-01-02
  • WI RA
    APPROVED
    Since 2019-01-08
  • TX RA
    APPROVED_RES
    Since 2013-12-05
  • IL RA
    APPROVED
    Since 2009-01-02

Branch Locations

5732 E Riverside Blvd, Loves Park, IL 61111 • United States

Waunakee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Rockford IL 08/2007 Present
Raymond James Financial Services Advisors, Inc Rockford IL 01/2009 Present
Argent Capital Loves Park IL 08/2007 Present
Previous Registrations
  • 2000-12-29 → 2007-08-08
    A. G. Edwards & Sons, Inc.
    Rockford, IL
    Rockford, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-27
S63 Uniform Securities Agent State Law Examination 2000-09-11
  • S66 Uniform Combined State Law Examination
    2000-12-27
  • S63 Uniform Securities Agent State Law Examination
    2000-09-11
Other Names
  • Daniel K Norman

View on SEC IAPD

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CREATIVE PLANNING

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Nathan Thomas Winslow
LIANE VICTORIA WARCUP
Alyssa M Thom
KYLE A KITE
ERIC JAMES SCHWARTZ

Other Offices

KLAAS FINANCIAL ASSET ADVISORS, LLC. · LOVES PARK, IL
RAYMOND JAMES & ASSOCIATES, INC. · LOVES PARK, IL
LPL FINANCIAL LLC · LOVES PARK, IL
LPL FINANCIAL LLC · LOVES PARK, IL
EDWARD JONES · LOVES PARK, IL
LPL FINANCIAL LLC · ROCKFORD, IL
MML INVESTORS SERVICES, LLC · Rockford, IL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Rockford, IL

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