Thomas Xavier Walton

Current Employers

Employment History

• 12/2012 → 03/2018
  Cco Investment Services Corp
  Westbrook, CT
• 03/2018 → 06/2025
  Wells Fargo Clearing Services, Llc
  Greenwich, CT
• 06/2025 → Present
  Dime Bank
  West Hartford, CT
• 06/2025 → Present
  Lpl Financial Llc
  West Hartford, CT

Previous Registrations

• 2018-03-29 → 2025-06-20
  Wells Fargo Clearing Services, Llc
  Purchase, NY
  Fairfield, CT
  Westport, CT
  Purchase, NY
  Fairfield, CT
  Melville, NY
  Monroe, CT
  Old Greenwich, CT
  Wallingford, CT
  Purchase, NY
  Waterbury, CT
• 2013-02-26 → 2018-03-30
  Citizens Securities, Inc.
  Clinton, CT
  Madison, CT
  Westbrook, CT
  Stamford, CT
  Greenwich, CT
  Stamford, CT
  Deep River, CT
  East Lyme, CT
  Niantic, CT
• 2009-06-30 → 2012-12-21
  Osaic Institutions, Inc.
  Norwalk, CT
  Darien, CT
  Rowayton, CT
  Stamford, CT
  Norwalk, CT
  Norwalk, CT
  Ridgefield, CT
  Westport, CT
• 2006-10-06 → 2009-07-06
  Banc Of America Investment Services, Inc.
  Seymour, CT
  Southbury, CT
• 2000-10-30 → 2006-10-16
  Ubs Financial Services Inc.
  New Haven, CT
  New Haven, CT

Other Businesses

1.08/18/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Northstar Wealth Partners; Investment Related; at Reported Business Location(s); Start Date 06/13/2025; 160hrs/mth; 80hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2000-10-05

Other Names

• Thomas X Walton