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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-09-11 |
Branch Locations
202 Carnegie Ctr Ste 201, Princeton, NJ 08540 • United States
Princeton, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2000 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 07/2000 | Present |
| Northwestern Mutual Investment Services, Llc | Boca Raton | FL | 08/2012 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2015 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, RFG,LLC, MP GENERAL AGENT LEGAL ENTITY, START DATE: 12/22/2022, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, MANAGING PARTNER. FINANCIALLY RELATED 3. 100% OWNER, RFG-INV, LLC, MP GENERAL AGENT LEGAL ENTITY, START DATE: 12/22/2022, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, MANAGING PARTNER, FINANCIALLY RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-14 |
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