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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2015-09-03
  • CO RA
    APPROVED
    Since 2015-09-03

Branch Locations

3190 S. Wadsworth Blvd. Suite 210, Lakewood, CO 80227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Denver CO 09/2015 Present
Raymond James Financial Services Advisors Inc. Denver CO 09/2015 Present
Non-Variable Insurance Denver CO 10/2000 Present
Previous Registrations
Other Businesses

(1)Name of Business: CCC3 Properties Address: 2910 111th Street, Lubbock, TX, 79423, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I Own a house for my son who is in college. We rent the other two rooms to friends of his. (2) Name of Business: Carnes Wealth Management Address: 3190 S Wadsworth Blvd Ste 210, Lakewood, CO, 80227, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/03/2015 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 81+ Description of duties: DBA/support company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-12
S63 Uniform Securities Agent State Law Examination 2000-09-14
  • S66 Uniform Combined State Law Examination
    2007-02-12
  • S63 Uniform Securities Agent State Law Examination
    2000-09-14
Other Names
  • John Gerald Carnes
  • Skipper Carnes

View on SEC IAPD

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