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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • SD RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

201 Main St Ste 201, Rapid City, SD 57701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Rapid City SD 04/2004 05/2019
Cetera Wealth Services, Llc El Segundo CA 05/2019 Present
Point Wealth Advisors Rapid City SD 05/2019 Present
Broadhead, Llc Rapid City SD 05/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Broadhead Land Co, Llc Rapid City SD 07/2026 Present
  • 04/2004 → 05/2019
    Rapid City, SD
  • 05/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2019 → Present
    Point Wealth Advisors
    Rapid City, SD
  • 05/2019 → Present
    Broadhead, Llc
    Rapid City, SD
  • 06/2023 → Present
    Schaumburg, IL
  • 07/2026 → Present
    Broadhead Land Co, Llc
    Rapid City, SD
Previous Registrations
  • 2006-03-08 → 2019-05-14
    Worland, WY
    Riverton, WY
    Sheridan, WY
    Casper, WY
    Cody, WY
    Lander, WY
    Rapid City , SD
    Pierre, SD
    Rapid City, SD
    Rapid City, SD
    Rapid City, SD
    Gillette, WY
    Pierre, SD
    Rapid City, SD
Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 5/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE 2.NAME OF OTHER BUSINESS: POINT WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 5/2019 POSITION/TITLE/RELATIONSHIP: OWNER / REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR SECURITIES BUSINESS 3.NAME OF OTHER BUSINESS: RAPID CITY CLUB FOR BOYS FOUNDATION INVESTMENT RELATED: NO ADDRESS: 320 N. 4TH ST, RAPID CITY, SD 57701 NATURE OF BUSINESS: VOLUNTEER START DATE: 6/2013 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: <1 APX NUMBER OF HOURS DURING TRADING HOURS: <1 BRIEF DESCRIPTION OF DUTIES: CHARITABLE ORGANIZATION FOR PROVIDING A SAFE PLACE FOR BOYS TO GO 4.NAME OF OTHER BUSINESS: RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS: 11028 BUFFALO TRAIL, LEAD, SD 57747 NATURE OF BUSINESS: VACATION RENTAL START DATE: 6/2009 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: <1 APX NUMBER OF HOURS DURING TRADING HOURS: <1 BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY 5. NAME OF OTHER BUSINESS: BROADHEAD, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR TAX PURPOSES; START DATE: 5/2019; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: OWNER, DBA FOR TAX PURPOSES; 6. NAME OF OTHER BUSINESS: MAJ, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENTITY FOR MARKETING PURPOSES; 7. NAME OF OTHER BUSINESS: BROADHEAD LAND CO, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 7/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REAL ESTATE RENTAL;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-02
  • S66 Uniform Combined State Law Examination
    2006-03-02
Designations

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