Douglas Ray Nelson

Current Employers

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2016-09-08

MO RA
APPROVED

Since 2016-09-08

Branch Locations

1600 Genessee Street Suite 823, Kansas City, MO 64102 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2011-10-14

MO RA
APPROVED

Since 2011-10-14

Branch Locations

Suite 823 1600 Genessee Street, Kansas City, MO 64102 • United States

Bonner Springs, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Investment Planning	Kansas City	MO	10/2011	Present

10/2011 → Present

Lincoln Investment Planning

Kansas City, MO

Previous Registrations

2003-08-11 → 2011-10-27

Valic Financial Advisors, Inc.

Overland Park, KS

Overland Park, KS

Other Businesses

UNIVERSITY OF NEBRASKA-LINCOLN POSITION: Lecturer NATURE: Higher Education INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 08/25/2013 ADDRESS: Department of Child, Youth and Family Studies, University of Nebraska-Lincoln, Lincoln NE 68588-0236, United States DESCRIPTION: The assignment will consist of teaching CYAF 828 Retirement Planning, Employee Benefits and the Family, CYAF 835 Professional Practices (spring only) as well as supervising students in CYAF 897B Practicum in Family Financial Planning. Seminar: Sustainable, Renewable and Impact Investing. Financial Planning for Military Families. Professional Practices. EPIC/VANBRIDGE POSITION: Independent contactor/agent NATURE: Insurance/Risk Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 2 START DATE: 10/11/2021 ADDRESS: 3000 Executive Parkway, Suite 325, San Ramon CA 94583, United States DESCRIPTION: Exploring and possibly utilizing their suite of independent risk management strategies to individuals, families and businesses. MAGELLAN FEDERAL POSITION: On-demand Personal Financial Counselor for reserve component servicemembers NATURE: Financial Counseling to Servicemembers INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/19/2023 ADDRESS: 2800 Shirlington Rd # 350,, Arlington VA 22206, United States DESCRIPTION: Availble to provide on-demand personal financial counsleing to reserve component servicemembers during weekend drills. PRAIRIE VIEW USD 362 POSITION: Head Boys Varisty Basketball Coach NATURE: Public Education INVESTMENT RELATED: No NUMBER OF HOURS: 18 SECURITIES TRADING HOURS: 0 START DATE: 11/13/2023 ADDRESS: 13799 KS-152, LaCyne KS 66040, United States DESCRIPTION: Head Boys Basketball Coach

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-08-09
S63	Uniform Securities Agent State Law Examination	2000-08-07

S65 Uniform Investment Adviser Law Examination

2003-08-09
S63 Uniform Securities Agent State Law Examination

2000-08-07

Designations

Other Names

Doug Nelson

View on SEC IAPD