Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | College Station | TX | 07/2009 | 06/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2020 |
| Wells Fargo Clearing Services, Llc | Bryan | TX | 06/2020 | Present |
CO-TRUSTEE FOR MOTHER, INV RELATED, ROCKWALL, TX, START: 7/13/2020, 4 HRS/MONTH, 0 HRS DURING TRADING.; CO-TRUSTEE FOR FATHER, INV RELATED, ROCKWALL, TX, START: 7/13/2020, 4 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-08 |
Reach out to this advisor