Kalpesh Hasmukh Patel

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-07-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Barclays Capital Inc.	New York	NY	08/2012	04/2017
Unemployed	North Wales	PA	05/2017	09/2017
Morgan Stanley Private Bank, National Association	New York	NY	09/2017	10/2018
Charles Schwab Bank	Allentown	PA	06/2019	04/2021
Cramer Management Llc Charles Schwab	Horsham	PA	04/2021	08/2022
Unemployed	North Wales	PA	10/2018	06/2019
Morgan Stanley	Doylestown	PA	09/2017	10/2018
Northwestern Mutual Investment Services Llc	Fort Myers	FL	09/2022	06/2023
Northwestern Mutual Wealth Management Company	Milwaukee	WI	02/2023	06/2023
Charles Schwab & Co., Inc.	Horsham	PA	07/2023	Present
Charles Schwab Bank Ssb	Horsham	PA	06/2019	07/2023

08/2012 → 04/2017

Barclays Capital Inc.

New York, NY
05/2017 → 09/2017

Unemployed

North Wales, PA
09/2017 → 10/2018

Morgan Stanley Private Bank, National Association

New York, NY
06/2019 → 04/2021

Charles Schwab Bank

Allentown, PA
04/2021 → 08/2022

Cramer Management Llc Charles Schwab

Horsham, PA
10/2018 → 06/2019

Unemployed

North Wales, PA
09/2017 → 10/2018

Morgan Stanley

Doylestown, PA
09/2022 → 06/2023

Northwestern Mutual Investment Services Llc

Fort Myers, FL
02/2023 → 06/2023

Northwestern Mutual Wealth Management Company

Milwaukee, WI
07/2023 → Present

Charles Schwab & Co., Inc.

Horsham, PA
06/2019 → 07/2023

Charles Schwab Bank Ssb

Horsham, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-26
S63	Uniform Securities Agent State Law Examination	2006-01-20

Other Firms