Jacob N. Guinn

Employer firm

Alpha Capital Family Office, LLC CRD 307521

$296M regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 09/2018
  Compass Bank
  Birmingham, AL
• 05/2013 → 09/2018
  Bbva Securities Inc.
  Huntsville, TX
• 05/2026 → Present
  Alpha Capital Family Office, Llc
  Greenwood Village, CO
• 01/2014 → 09/2018
  Bbva Wealth Solutions Inc.
  Huntsville, TX
• 04/2010 → 12/2018
  Bbva Compass Insurance Agency, Inc.
  Huntsville, TX
• 12/2018 → 12/2019
  Lpl Financial Llc
  Houston, TX
• 12/2018 → 12/2019
  Amegy Bank (Zb, Na)
  Houston, TX
• 12/2019 → 04/2022
  Jp Morgan Chase Bank, N.A.
  Houston, TX
• 04/2022 → 05/2026
  Hfg Wealth Management, Llc
  The Woodlands, TX

Previous Registrations

• 2022-05-06 → 2026-08-07
  Hfg Wealth Management, Llc
  The Woodlands, TX
• 2020-01-07 → 2022-04-14
  J.P. Morgan Securities Llc
  Houston, TX
  Houston, TX
• 2018-12-18 → 2019-12-26
  Lpl Financial Llc
  Houton, TX
  San Diego, CA
  Houston, TX
• 2014-01-27 → 2018-09-14
  Pnc Managed Account Solutions, Inc.
  Spring, TX
  Huntsville, TX

Other Businesses

INSURANCE AGENT, AS JACOB N. GUINN,1 HOUR PER MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-01-23
• S66 Uniform Combined State Law Examination
  2000-07-20

Other Names

• Jacob Nolan Guinn