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5750 S. Ulster Circle East Suite 300, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-28 |
Branch Locations
5750 S. Ulster Circle East Suite 300, Greenwood Village, CO 80111 • United States
9595 Six Pines Drive Suite 8210, The Woodlands, TX 77380 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 08/2009 | 09/2018 |
| Bbva Securities Inc. | Huntsville | TX | 05/2013 | 09/2018 |
| Alpha Capital Family Office, Llc | Greenwood Village | CO | 05/2026 | Present |
| Bbva Wealth Solutions Inc. | Huntsville | TX | 01/2014 | 09/2018 |
| Bbva Compass Insurance Agency, Inc. | Huntsville | TX | 04/2010 | 12/2018 |
| Lpl Financial Llc | Houston | TX | 12/2018 | 12/2019 |
| Amegy Bank (Zb, Na) | Houston | TX | 12/2018 | 12/2019 |
| Jp Morgan Chase Bank, N.A. | Houston | TX | 12/2019 | 04/2022 |
| Hfg Wealth Management, Llc | The Woodlands | TX | 04/2022 | 05/2026 |
INSURANCE AGENT, AS JACOB N. GUINN,1 HOUR PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-23 |
| S66 | Uniform Combined State Law Examination | 2000-07-20 |
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