Ethan Russman

Employer firm

Emerson Equity LLC CRD 130032

$322M regulatory AUM 100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars
• MANAGEMENT OF PRIVATE PLACEMENT LIFE INSURANCE / INSURANCE DEDICATED FUNDS (SINGLE INVESTOR PRIVATE FUNDS)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 09/2016
  Signature Financial Planning
  Pittsburgh, PA
• 09/2016 → 02/2017
  Fsc Securities Corp
  Atlanta, GA
• 05/2017 → 09/2021
  Tmd & Associates, Inc.
  Scottsdale, AZ
• 11/2021 → Present
  Emerson Equity Llc
  San Mateo, CA
• 01/2018 → Present
  Carleton Capital Group
  Scottsdale, AZ

Previous Registrations

• 2017-06-22 → 2017-12-12
  Tmd & Associates, Inc.
  Scottsdale, AZ
• 2016-10-04 → 2017-02-27
  Fsc Securities Corporation
  Phoenix, AZ

Other Businesses

1)- CARLTEON CAPITAL GROUP, LLC-INVESTMENT RELATED- 19475 N GRAYHAWK DRIVE, UNIT 2071, SCOTTSDALE AZ 85255-MANAGER OF TWO REG D RULE 506(b) FUNDS, CARLETON CAPITAL FUND I & FUND II-AS MANAGING MEMBER I SEND QUARTERLY EMAILS AND SEND OUT QUARTERLY DISTRIBUTIONS, ASSIST WITH THE DISSEMINATION FOR THE ANNUAL SCHEDULE K-1 TAX FORM; 01/2018, NO HOURS DURING SECURITIES TRADING HOURS

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-12-21

Designations

• Certified Financial Planner