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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-07-01 |
Branch Locations
124 N Water St. Ste. 20, Rockford, IL 61107 • United States
124 N Water St. Ste. 204, Rockford, IL 61107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waterside Financial Advisors | Rockford | IL | 05/2006 | Present |
| Waterside Financial Advisors -Tax Services | Rockford | IL | 01/2013 | Present |
| Voya Financial Advisors | Rockford | IL | 09/2014 | 07/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2020 | Present |
1) INDEPENDENT INSURANCE AGENT, 124 N WATER ST, STE 20, ROCKFORD, IL,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 06/16/06, NIR, 25/YR- 1/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING, 07/01/20 3) WATERSIDE FINANCIAL ADVISORS- TAX SERVICES, 124 N WATER STREET, STE 20, ROCKFORD, IL, CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, 01/01/13, NIR, 360/YR- 5/TRADING 4) WATERSIDE FINANCIAL ADVISORS, LLC, 124 N WATER STREET, STE 20, ROCKFORD, IL, DBA, PARTNER, 05/01/06, INV REL, 40/WK- 5/TRADING 5) WATERS EDGE HOLDINGS LLC, 124 N Water Street, Suite 20, Rockford IL 61107, United States, 05/01/2024, Owner, Real Estate, INV REL, 5/MO - 2/Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-19 |
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