Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-07-01
  • IL RA
    APPROVED
    Since 2020-07-01

Branch Locations

124 N Water St. Ste. 20, Rockford, IL 61107 • United States

124 N Water St. Ste. 204, Rockford, IL 61107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waterside Financial Advisors Rockford IL 05/2006 Present
Waterside Financial Advisors -Tax Services Rockford IL 01/2013 Present
Voya Financial Advisors Rockford IL 09/2014 07/2020
Cambridge Investment Research, Inc. Fairfield IA 07/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2020 Present
  • 05/2006 → Present
    Waterside Financial Advisors
    Rockford, IL
  • 01/2013 → Present
    Waterside Financial Advisors -Tax Services
    Rockford, IL
  • 09/2014 → 07/2020
    Voya Financial Advisors
    Rockford, IL
  • 07/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2020 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) INDEPENDENT INSURANCE AGENT, 124 N WATER ST, STE 20, ROCKFORD, IL,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 06/16/06, NIR, 25/YR- 1/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING, 07/01/20 3) WATERSIDE FINANCIAL ADVISORS- TAX SERVICES, 124 N WATER STREET, STE 20, ROCKFORD, IL, CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, 01/01/13, NIR, 360/YR- 5/TRADING 4) WATERSIDE FINANCIAL ADVISORS, LLC, 124 N WATER STREET, STE 20, ROCKFORD, IL, DBA, PARTNER, 05/01/06, INV REL, 40/WK- 5/TRADING 5) WATERS EDGE HOLDINGS LLC, 124 N Water Street, Suite 20, Rockford IL 61107, United States, 05/01/2024, Owner, Real Estate, INV REL, 5/MO - 2/Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-08
S63 Uniform Securities Agent State Law Examination 1999-08-19
  • S65 Uniform Investment Adviser Law Examination
    2004-12-08
  • S63 Uniform Securities Agent State Law Examination
    1999-08-19
Designations
Other Names
  • Kristine Lynn Ballard
  • Kristine Lynn Scott
  • Kristine Lynn Ballard

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rockford, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor