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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-02-03 |
Branch Locations
300 E 90Th Dr, Merrillville, IN 46410 • United States
Demotte, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Merrillville | IN | 10/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Merrillville | IN | 03/2020 | Present |
Outside Employment; TI Collective, LLC; Client service, transactions, annuity and insurance applications, trading, and money movement for MidCoast Wealth Advisors a PWA practice of Ameriprise Financial Svcs, LLC; Manage advisory business; 300 E 90th Dr, , Merrillville, IN, 46410; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-13 |
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