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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-20
NY RA APPROVED 2021-03-22
  • TX RA
    APPROVED
    Since 2026-01-20
  • NY RA
    APPROVED
    Since 2021-03-22

Branch Locations

1593 Rt 9, Clifton Park, NY 12065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Advisers Llc Schaumburg IL 12/2010 Present
Cetera Financial Specialists Llc Schaumburg IL 12/2010 Present
Hedley & Co, Pllc Clifton Park NY 01/2006 Present
Siena College Loudonville NY 05/2015 03/2023
Liberty Builders Of Saratoga Llc Clifton Park NY 11/2023 Present
Wilbur Financial Group Greenwich NY 02/2026 Present
  • 12/2010 → Present
    Schaumburg, IL
  • 12/2010 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2006 → Present
    Hedley & Co, Pllc
    Clifton Park, NY
  • 05/2015 → 03/2023
    Siena College
    Loudonville, NY
  • 11/2023 → Present
    Liberty Builders Of Saratoga Llc
    Clifton Park, NY
  • 02/2026 → Present
    Wilbur Financial Group
    Greenwich, NY
Other Businesses

1)HEDLEY & CO, PLLC; NOT INV REL; ADDRESS IS THE REGISTERED LOCATION; CPA FIRM; START DATE 5/1992; 40-60 HRS/WEEK DURING SECURITIES TRADING HRS; OWNER/TAX PREP/ACCOUNTING, WITH LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS. 2) COTTON POINT ASSOCIATES; NOT INV REL; CLIFTON PARK, NY; COMMERCIAL REAL ESTATE; PARTNER; MANAGEMENT; START DATE 2000; 1 HR/MTH: 3) NAME OF OTHER BUSINESS: DBA HK WEALTH MANAGEMENT GROUP, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 7/2020; POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) VEYEPER REALTY, LLC; NOT INV REL; CLIFTON PARK, NY; COMMERCIAL REAL ESRATE; PARTNER; MANAGE REAL ESTATE; START DATE 11/2000; 3 HRS/MTH: 5) NATIONAL LIFE INSURANCE CO; NOT INV REL; CLIFTON PARK, NY; INSURANCE; REPRESENTATIVE; INSURANCE SALES; START DATE 2010; 5 HRS/MTH: 6) NAME OF OTHER BUSINESS: LIBERTY BUILDERS OF SARASTOGA, LLC, INVESTMENT RELATED: NO ; ADDRESS: 1593 RTE 9, CLIFTON PARK : HOME BUILDING ; START DATE: 11/2023 ; POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 3 ; MAY BE DURING TRADING HOURS; BRIEF DESCRIPTION OF DUTIES: HANDLE ACCOUNTING FUNCTIONS; 7) SARATOGA NATIONAL BANK & TRUST, NON-INVESTMENT RELATED, 171 SOUTH BROADWAY, SARATOGA SPRINGS, NY, COMMUNITY ADVISORY BOARD MEMBER, START DATE 03/2014, 4-6 HRS/YEAR 8) AMERICAN RED CROSS; NON INV REL; EVERETT RD, ALBANY, NY 12205; VOLUNTEER BOARD MEMBER; START DATE: 1992; 2 HOURS PER MONTH NOT DURING TRADING HOURS; VOLUNTEER LEADERSHIP ROLE FOR MANAGEMENT & DIRECTION TO FURTHER RED CROSS MISSION 9) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2017; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, AND GROUP BENEFITS; 10) NAME OF OTHER BUSINESS: FRIENDS OF SARATOGA BATTLEFIELD ; INVESTMENT RELATED: NO ; ADDRESS: 648 NY 32, STILLWATER , NY 12170 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 06/2019 ; POSITION/TITLE/RELATIONSHIP: TREASURER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER THAT HELPS DEVELOP THE BUDGET 11) NAME OF OTHER BUSINESS: WILBUR FINANCIAL GROUP INVESTMENT RELATED: YES, ADDRESS: 75 MAIN ST GREENWICH, NY 12834 NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-01-22
  • S63 Uniform Securities Agent State Law Examination
    2001-01-22
Designations
  • Personal Financial Specialist

View on SEC IAPD

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