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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-20 |
| NY | RA | APPROVED | 2021-03-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2010 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2010 | Present |
| Hedley & Co, Pllc | Clifton Park | NY | 01/2006 | Present |
| Siena College | Loudonville | NY | 05/2015 | 03/2023 |
| Liberty Builders Of Saratoga Llc | Clifton Park | NY | 11/2023 | Present |
| Wilbur Financial Group | Greenwich | NY | 02/2026 | Present |
1)HEDLEY & CO, PLLC; NOT INV REL; ADDRESS IS THE REGISTERED LOCATION; CPA FIRM; START DATE 5/1992; 40-60 HRS/WEEK DURING SECURITIES TRADING HRS; OWNER/TAX PREP/ACCOUNTING, WITH LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS. 2) COTTON POINT ASSOCIATES; NOT INV REL; CLIFTON PARK, NY; COMMERCIAL REAL ESTATE; PARTNER; MANAGEMENT; START DATE 2000; 1 HR/MTH: 3) NAME OF OTHER BUSINESS: DBA HK WEALTH MANAGEMENT GROUP, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 7/2020; POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) VEYEPER REALTY, LLC; NOT INV REL; CLIFTON PARK, NY; COMMERCIAL REAL ESRATE; PARTNER; MANAGE REAL ESTATE; START DATE 11/2000; 3 HRS/MTH: 5) NATIONAL LIFE INSURANCE CO; NOT INV REL; CLIFTON PARK, NY; INSURANCE; REPRESENTATIVE; INSURANCE SALES; START DATE 2010; 5 HRS/MTH: 6) NAME OF OTHER BUSINESS: LIBERTY BUILDERS OF SARASTOGA, LLC, INVESTMENT RELATED: NO ; ADDRESS: 1593 RTE 9, CLIFTON PARK : HOME BUILDING ; START DATE: 11/2023 ; POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 3 ; MAY BE DURING TRADING HOURS; BRIEF DESCRIPTION OF DUTIES: HANDLE ACCOUNTING FUNCTIONS; 7) SARATOGA NATIONAL BANK & TRUST, NON-INVESTMENT RELATED, 171 SOUTH BROADWAY, SARATOGA SPRINGS, NY, COMMUNITY ADVISORY BOARD MEMBER, START DATE 03/2014, 4-6 HRS/YEAR 8) AMERICAN RED CROSS; NON INV REL; EVERETT RD, ALBANY, NY 12205; VOLUNTEER BOARD MEMBER; START DATE: 1992; 2 HOURS PER MONTH NOT DURING TRADING HOURS; VOLUNTEER LEADERSHIP ROLE FOR MANAGEMENT & DIRECTION TO FURTHER RED CROSS MISSION 9) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2017; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, AND GROUP BENEFITS; 10) NAME OF OTHER BUSINESS: FRIENDS OF SARATOGA BATTLEFIELD ; INVESTMENT RELATED: NO ; ADDRESS: 648 NY 32, STILLWATER , NY 12170 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 06/2019 ; POSITION/TITLE/RELATIONSHIP: TREASURER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER THAT HELPS DEVELOP THE BUDGET 11) NAME OF OTHER BUSINESS: WILBUR FINANCIAL GROUP INVESTMENT RELATED: YES, ADDRESS: 75 MAIN ST GREENWICH, NY 12834 NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-01-22 |
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