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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2012-06-18 |
| SC | RA | APPROVED | 2010-05-12 |
Branch Locations
3100 West End Ave 5Th Fl, Nashville, TN 37203 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
Greenville, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Nashville | TN | 05/2009 | 11/2016 |
| Wachovia Bank, N.A. | Nashville | TN | 05/2009 | Present |
| Wells Fargo Clearing Services, Llc | Nashville | TN | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-17 |
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