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Current Employers
Thrivent Advisor Network, Llc

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-23
MN RA APPROVED 2020-06-03
  • TX RA
    APPROVED_RES
    Since 2023-02-23
  • MN RA
    APPROVED
    Since 2020-06-03

Branch Locations

600 Portland Avenue South, Minneapolis, MN 55415 • United States

200 Village Center Dr Ste 200, North Oaks, MN 55127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Roseville MN 07/2002 06/2020
Thrivent Financial For Lutherans Appleton WI 07/2002 05/2020
Thrivent Advisor Network, Llc North Oaks MN 06/2020 Present
Purshe Kaplan Sterling Investments Albany NY 06/2020 09/2024
Thrivent Investment Management Inc North Oaks MN 09/2024 Present
Previous Registrations
Other Businesses

FIXED INSURANCE SALES POSITION: Insurance producer or Agent NATURE: selling/servicing fixed insurance contracts INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2020 ADDRESS: 200 Village Center Dr. #200, North Oaks MN 55127, United States DESCRIPTION: selling/servicing fixed insurance contracts INOG LLC POSITION: Member NATURE: LLC is established for the expenses for TAN/TIMI Business INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 10/01/2024 ADDRESS: 200 Village Center Dr. #200, USA, North Oaks MN 55127, United States DESCRIPTION: provide leadership, vision and organizational support THRIVENT ADVISOR NETWORK NORTH OAKS FINANCIAL GROUP POSITION: Owner/Wealth Advisor NATURE: Affiliated Retail Investment Advisory Firm INVESTMENT RELATED: No NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 144 START DATE: 06/25/2020 ADDRESS: 200 Village Center Dr. #200, North Oaks MN 55127, United States DESCRIPTION: Provide Investment advisory services to retail clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-06
S63 Uniform Securities Agent State Law Examination 2000-12-06
  • S66 Uniform Combined State Law Examination
    2006-03-06
  • S63 Uniform Securities Agent State Law Examination
    2000-12-06
Other Names
  • Keith Ryan Berg
  • Keith Berg

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