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Current Employers
Private Client Services, Llc

2225 Lexington Road, Louisville, KY 40206 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2005-03-24
  • KY RA
    APPROVED
    Since 2005-03-24

Branch Locations

2225 Lexington Road, Louisville, KY 40206 • United States

2225 Lexington Rd, Louisville, KY 40206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Clinet Services, Llc Louisville KY 01/2005 Present
Private Client Services Llc Louisville KY 01/2005 Present
Previous Registrations
  • 2005-01-14 → 2010-05-10
    Woodbury Financial Services, Inc.
    Louisville, KY
    Louisville, KY
  • 2004-01-05 → 2005-02-08
    Louisville, KY
Other Businesses

1) LANGLEY CAPITAL MANAGEMENT LLC, 2225 LEXINGTON RD, LOUISVILLE, KY 40206; TAX PREP. WORKING WITH RON PIERCE AT RE PIERCE & ASSOCIATES IN A SIMILAR CAPACITY AS DMLO/RODEFER MOSS. I REFER SOME CLIENTS TO RE PIERCE & ASSOC. OWNER/PREPARER OF TAX RETURNS FOR CUSTOMERS. 0 HRS/MO; 0 DURING TRADING HRS. 2)DMLO, TAX/ACCOUNTING SERVICES DURING TAX SEASON. 3) LICENSED WITH VARIOUS INSURANCE CARRIERS FOR THE SALE OF NON SECURITIES BASED INSURANCE PRODUCTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-16
S63 Uniform Securities Agent State Law Examination 2000-10-30
  • S66 Uniform Combined State Law Examination
    2002-10-16
  • S63 Uniform Securities Agent State Law Examination
    2000-10-30

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