Patrick Gerard Regan

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2025
  Wells Fargo Advisors Financial Network Llc
  Omaha, NE
• 11/2025 → Present
  D.A. Davidson & Co.
  Omaha, NE

Previous Registrations

• 2003-09-18 → 2025-11-20
  Wells Fargo Advisors Financial Network, Llc
  Omaha, NE
• 2001-07-31 → 2002-06-20
  Captrust Financial Advisors, Llc
  Omaha, NE

Other Businesses

1) ST VINCENT DEPAUL CHURCH OF OMAHA, INV RELATED, OMAHA, NE, ENDOWMENT COMMITTEE MEMBER, START 2/10/2020, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, ADVISORY REVIEWING REQUESTS FROM THE FINANCE COMMITTEE TO ADHERE TO SPENDING POLICY. 2) THE REGAN GROUP INC., INV RELATED, OMAHA, NE, 90% OWNERSHIP, START 6/1/2002, 10 HOURS PER MONTH, 0 HOURS DURING TRADING, FINET PRACTICE. 3) ESTATES OF HUNTINGTON PARK HOA, INVT RELATED, OMAHA, NE, DIRECTOR AND TREASURER, START DATE 8/5/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, PAY EXPENSES AND PREPARE ANNUAL REPORT. 4) OMAHA ARCHDIOCESE ARCHBISHOP'S COMMITTEE FOR DEVELOPMENT; NOT INV. RELATED; OMAHA, NE; INVESTMENT/FINANCE COMMITTEE MEMBER; START DATE 8/30/2023; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND QUARTERLY MEETINGS, REVIEW/MONITOR PORTFOLIO PERFORMANCE TO ENSURE ALIGNS WITH ISP AND DISTRIBUTION POLICY. 5) MARIAN HIGH SCHOOL; NOT INV. RELATED; OMAHA, NE; FINANCE COMMITEE MEMBER; SECONDARY CATHOLIC EDUCATION FOR GIRLS; START DATE 9/9/2024; 4 HRS PER MONTH; 2 HRS DURING TRADING; DUTIES: ATTEND MEETINGS, ADVISE AND PROVIDE OVERSIGHT FOR FINANCIAL OPERATIONS.

Exams

• S66 Uniform Combined State Law Examination
  2000-10-03