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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-03-06 |
| TX | RA | APPROVED_RES | 2018-02-16 |
Branch Locations
5414 Point Fosdick Dr Ste 102, Gig Harbor, WA 98335 • United States
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
501 W Washington St, Sequim, WA 98382 • United States
1488 Olney St Se, Port Orchard, WA 98366 • United States
2101 Washington St, Port Townsend, WA 98368 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Tacoma | WA | 07/2011 | 02/2018 |
| Wells Fargo Clearing Services, Llc | Tacoma | WA | 02/2018 | Present |
ON THE HIYU ; NOT INV RELATED; SEATTLE, WA; PUBLIC, PRIVATE AND CORPORATE EVENTS ON THE WATER;50% OWNERSHIP; START DATE: 09/15/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-15 |
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