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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-05-20 |
Branch Locations
620 Newport Center Drive Suite 1000, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Newport Beach | CA | 05/2013 | Present |
(1) 10/2009 EVELYN AMPLIFIER CO SANTA ANA, CA - SECRETARY / TREASURER; 8 HRS PER MTH, 0 BSNS HRS (2) 06/2010 KATHLEEN MURRAY DESIGNS LAGUNA BEACH, CA - OWNER; 20 HRS PER MTH, 0 BSNS HRS KATHLEEN MURRAY DESIGNS, NON INVESTMENT RELATED. CRAFTS, HOME DECOR, ACCESSORIESK, JEWELRY. DEVOTE ABOUT 8 HOURS A MONTH, NONE DURING TRADING OR OPCO WORK HOURS. I DESIGN AND MAKE ITEMS AS HOME DECOR OR ACCESSORY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-04 |
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