James S Somers

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-09-10
VA	RA	APPROVED	2006-06-23

TX RA
APPROVED_RES

Since 2009-09-10
VA RA
APPROVED

Since 2006-06-23

Branch Locations

208 Golden Oak Ct, Virginia Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Virginia Beach	VA	06/2006	Present
Bank Of America, N.A.	Virginia Beach	VA	11/2009	Present

06/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Virginia Beach, VA
11/2009 → Present

Bank Of America, N.A.

Virginia Beach, VA

Previous Registrations

2003-11-03 → 2006-06-27

Citigroup Global Markets Inc.

Norfolk, VA

Norfolk, VA
2001-01-25 → 2003-11-04

Morgan Stanley Dw Inc.

Virginia Beach, VA

Other Businesses

I:1049262 Name of OBA: Rental Property 1 Address: Kill Devil Hills, North Carolina Investment Related: No Position, Title: Sole owner Employee Start Date: 1/1/2023 No Hours: 2, Yearly No Hours: during trading: 0 Duties: N/A

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-15

S66 Uniform Combined State Law Examination

2000-09-15

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews