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Matthew Aaron Haas

Tiaa-Cref Individual & Institutional Services, LLC

Birmingham, AL

Saint Matthews, KY

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2007-08-03
  • KY RA
    APPROVED
    Since 2007-08-03

Branch Locations

2545 Highland Avenue Suite 100, Birmingham, AL 35205 • United States

Saint Matthews, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Saint Matthews KY 08/2004 Present
Tiaa Saint Matthews KY 08/2004 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-02
S63 Uniform Securities Agent State Law Examination 2000-09-15
  • S66 Uniform Combined State Law Examination
    2007-08-02
  • S63 Uniform Securities Agent State Law Examination
    2000-09-15

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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