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James P Brandau

William Blair

Conshohocken, PA

Chicago, IL

Chicago, IL

Wayne, PA

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Current Employers
William Blair

150 North Riverside Plaza, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-03-07
  • PA RA
    APPROVED
    Since 2023-03-07

Branch Locations

101 West Elm Street Suite 630, Conshohocken, PA 19428 • United States

150 North Riverside Plaza, Chicago, IL 60606 • United States

The William Blair Building 150 North Riverside, Chicago, IL 60606-1594 • UNITED STATES

Wayne, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brown Brothers Harriman Philadelphia PA 08/2014 12/2021
Brown Brothers Harriman Philadelphia PA 01/2002 11/2022
William Blair Radnor PA 12/2022 Present
  • 08/2014 → 12/2021
    Brown Brothers Harriman
    Philadelphia, PA
  • 01/2002 → 11/2022
    Brown Brothers Harriman
    Philadelphia, PA
  • 12/2022 → Present
    William Blair
    Radnor, PA
Previous Registrations
  • 2010-08-10 → 2014-08-27
    Morgan Stanley
    West Conshohocken, PA
  • 2009-07-30 → 2009-09-03
    Credit Suisse Securities (Usa) Llc
    West Conshohocken, PA
  • 2006-03-29 → 2007-12-31
    Morgan Stanley & Co. Llc
    West Conshohocken, PA
    West Conshohocken, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-11
  • S66 Uniform Combined State Law Examination
    2022-11-11
Other Names
  • James Patrick Brandau

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · Conshohocken, PA
ARSENAL CAPITAL ADVISORS LLC · CONSHOHOCKEN, PA
UBS FINANCIAL SERVICES INC. · CONSHOHOCKEN, PA
INDEPENDENT FINANCIAL PARTNERS · Conshohocken, PA
HBKS WEALTH ADVISORS · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CONSHOHOCKEN, PA
UBS FINANCIAL SERVICES INC. · Conshocken, PA

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