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Debra Ann Merwin

Morgan Stanley

Fort Myers, FL

CRD 4224962

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-07
FL RA APPROVED 2020-08-03
  • TX RA
    APPROVED
    Since 2020-08-07
  • FL RA
    APPROVED
    Since 2020-08-03

Branch Locations

7811 University Pointe Drive Suite 100, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Myers FL 11/2001 08/2019
Morgan Stanley Fort Myers FL 09/2019 Present
  • 11/2001 → 08/2019
    Lpl Financial Llc
    Fort Myers, FL
  • 09/2019 → Present
    Morgan Stanley
    Fort Myers, FL
Other Businesses

(1) 09/21/2012: No Business Name - Notary - Not Investment Related - At Reported Business Location(s) - 1% Time Spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-30
S63 Uniform Securities Agent State Law Examination 2001-06-13
  • S66 Uniform Combined State Law Examination
    2020-07-30
  • S63 Uniform Securities Agent State Law Examination
    2001-06-13
Other Names
  • Debra Ann Rosanti
  • Debra Ann Asaro

View on SEC IAPD

Nearby Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
BANKERS LIFE ADVISORY SERVICES, INC.

Nearby Investors

DAVID JONATHAN MORELAND
Elizabeth Diane Scoggins
Devin Reich

Nearby Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL

More in Fort Myers, FL

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