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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-10 |
Branch Locations
2811 Ponce De Leon Boulevard Suite 900, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Aventura | FL | 07/2012 | 05/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 05/2021 |
| First Horizon Advisors | Miami | FL | 05/2021 | 02/2024 |
| Oppenheimer & Co. Inc. | Coral Gables | FL | 07/2024 | Present |
| City Of Miami | Miami | FL | 02/2024 | 07/2024 |
1. THER EIS NO INVESTMENT RELATED ACTIVITY. VIZCAYA MUSEUM & GARDENS IS LOCATED AT 3251 SOUTH MIAMI AVENUE, MIAMI, FL 33129. THIS ACTIVITY TAKES 4 HOURS PER MONTH. I SERVE ON THE BOARD OF DIRECTORS. 2. I SERVE ON THE BOARD OF DIRECTORS OF THE FROST SCIENCE MUSEUM. 1101 BISCAYNE BLVD., MIAMI, FL 33132. I AM INVOLVED IN NO INVESTMENT RELATED ACTIVITY AND THIS COMMITTMENT TAKES APPROXIMATELY 1 HOUR PER MONTH 3. SERVING AS ONE OF THE FIVE COMMISSIONERS RESPONSIBLE FOR SETTING POLICY IN THE CITY OF MIAMI AND REPRESENTING THE RESIDENTS OF DISTRICT 2. 4.COCONUT GROVE BID (BUSINESS IMPROVEMENT DISTRICT). NOT INVESTMENT RELATED. CHAIRMAN. START 1/2024. TWO HOURS PER MONTH. DOES NOT INVOLVE ANY WORK HOURS. I GUIDE A QUARTERLY MEETING. 5.SINCE 1/2024-CHAIRMAN-OMNI CRA. RESPONSIBLE FOR GUIDING POLICY AT BAORD MEETINGS. 2 HR PER MONTH. DOES NOT INCLUDE WORK HOURS. OMNI CRA IS A COMMUNITY REDEVELOPMENT AGENCY IN THE OMNI AREA FOCUSED ON AFFORDABLE HOUSING AND INFRASTRUCTURE. 6.6/2024-MY ROLE IS TO SOLICIT FUNDING FOR WE CAN DO BETTER MIAMI PC. A PC ORGANIZED TO PROMOTE GOOD GOVERNANCE. I HAVE NO AUTHORITY OR DECISION MAKING OF ANY KIND. I CAN ONLY SOLICIT FUNDS. 4 HOURS/MONTH DOES NOT INCLUDE ANY WORK HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-21 |
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