William Patrick Connor

Employer firm

Sax Wealth Advisors, LLC CRD 119193

$3.60B regulatory AUM 59 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 03/2024
  Baker Avenue Asset Management
  San Francisco, CA
• 03/2024 → Present
  Sax Wealth Advisors, Llc
  Parsippany, NJ

Previous Registrations

• 2013-09-06 → 2024-03-29
  Bakeravenue
  San Francisco, CA
  New York, NY
  Atlanta, GA
  Jupiter, FL
  New York, NY
• 2013-04-10 → 2013-08-19
  Longboard Asset Management
  Phoenix, AZ
• 2005-10-14 → 2007-05-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
• 2003-09-04 → 2005-09-09
  Ameriprise Advisor Services, Inc.
  Washington, DC

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-08-12
• S63 Uniform Securities Agent State Law Examination
  2000-08-09

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• William Patrick Connor
• William Patrick Connor
• Bill Connor
• William Patrick Connor
• William Patrick Connor