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Brian Michael Rodriguez

Focus Partners Wealth, LLC

St. Louis, MO

Denver, CO

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-09-09
  • CO RA
    APPROVED
    Since 2024-09-09

Branch Locations

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Aurora CO 10/2022 05/2024
Unemployed Denver CO 12/2018 09/2022
Business Intelligence Associates, Inc. (Bia) Denver CO 11/2017 11/2018
Us Legal Support Denver CO 08/2015 10/2017
Bank Of America, N.A. Aurora CO 01/2023 05/2024
The Colony Group, Llc Boston MA 08/2024 Present
  • 10/2022 → 05/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Aurora, CO
  • 12/2018 → 09/2022
    Unemployed
    Denver, CO
  • 11/2017 → 11/2018
    Business Intelligence Associates, Inc. (Bia)
    Denver, CO
  • 08/2015 → 10/2017
    Us Legal Support
    Denver, CO
  • 01/2023 → 05/2024
    Bank Of America, N.A.
    Aurora, CO
  • 08/2024 → Present
    The Colony Group, Llc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-04
S65 Uniform Investment Adviser Law Examination 2021-07-28
  • S66 Uniform Combined State Law Examination
    2023-02-04
  • S65 Uniform Investment Adviser Law Examination
    2021-07-28
Other Names
  • Brian Michael Rodriguez
  • Brian M Rodriguez

View on SEC IAPD

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