Brian Michael Rodriguez

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2022 → 05/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Aurora, CO
• 12/2018 → 09/2022
  Unemployed
  Denver, CO
• 11/2017 → 11/2018
  Business Intelligence Associates, Inc. (Bia)
  Denver, CO
• 08/2015 → 10/2017
  Us Legal Support
  Denver, CO
• 01/2023 → 05/2024
  Bank Of America, N.A.
  Aurora, CO
• 08/2024 → Present
  The Colony Group, Llc
  Boston, MA

Previous Registrations

• 2023-01-17 → 2024-05-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Aurora, CO
  New York, NY
  Las Vegas, NV
  Denver, CO
  Denver, CO
  Denver, CO
  Las Vegas, NV
  Parker, CO
  Aurora, CO

Exams

• S66 Uniform Combined State Law Examination
  2023-02-04
• S65 Uniform Investment Adviser Law Examination
  2021-07-28

Other Names

• Brian Michael Rodriguez
• Brian M Rodriguez