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Michael Patrick Kelly

Empirical Wealth Management

Seattle, WA

Portland, OR

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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-05
CA RA APPROVED 2017-12-15
AK RA APPROVED 2015-05-28
OR RA APPROVED 2015-05-28
WA RA APPROVED 2015-05-28
  • TX RA
    APPROVED
    Since 2018-12-05
  • CA RA
    APPROVED
    Since 2017-12-15
  • AK RA
    APPROVED
    Since 2015-05-28
  • OR RA
    APPROVED
    Since 2015-05-28
  • WA RA
    APPROVED
    Since 2015-05-28

Branch Locations

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

805 Sw Broadway Suite 2400, Portland, OR 97205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empirical Wealth Management Portland OR 05/2015 04/2020
Empirical Wealth Management Portland OR 01/2016 04/2020
Empirical Wealth Management Portland OR 06/2017 Present
Empirical Wealth Management Portland OR 04/2020 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-09-08
  • S63 Uniform Securities Agent State Law Examination
    2000-09-08
Designations

View on SEC IAPD

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JOHN DAVID ALBERG
JEFFREY ALAN MULLEN
CHRIS DARRYL FEATHERSTONE
WILLIAM LEE REECE
ANDREW JAMES BARFOOT
JONATHAN JACOB WITTLIN
MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

More in Seattle, WA

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