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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-14
MI RA APPROVED 2019-02-01
  • TX RA
    APPROVED_RES
    Since 2024-06-14
  • MI RA
    APPROVED
    Since 2019-02-01

Branch Locations

1600 Center Ave, Bay City, MI 48708 • United States

3750 Fortune Blvd., Saginaw, MI 48603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arner Investment Management, Llc Saginaw MI 09/2011 Present
Voya Financial Advisors Saginaw MI 09/2014 02/2019
Cambridge Investment Research, Inc. Fairfield IA 02/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2019 Present
  • 09/2011 → Present
    Arner Investment Management, Llc
    Saginaw, MI
  • 09/2014 → 02/2019
    Voya Financial Advisors
    Saginaw, MI
  • 02/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2019 → Present
    Fairfield, IA
Previous Registrations
  • 2010-11-24 → 2019-02-04
    Marinette, WI
    Saginaw, MI
  • 2010-09-03 → 2010-11-23
    Essexville, MI
    Pinconning, MI
    Bay City, MI
    West Branch, MI
    Oscoda, MI
    Bay City, MI
    East Tawas, MI
    Harrison, MI
    Gladwin, MI
    Bay City, MI
    Bay City, MI
Other Businesses

1. INDEPENDENT INSURANCE AGENT, 4600 FASHION SQUARE BLVD STE 110, SAGINAW, MI, 07/2000. VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-10/MO-10/TRADING. 2. WESTCHESTER VILLAGE, 3200 DALE, SAGINAW, MI, 01/2015. BOARD MEMBER/VICE PRESIDENT. NIR-12/YR-12/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-40/WK-40/TRADING. SEE EMPLOYMENT FOR START DATE. 4. ARNER INVESTMENT MANAGEMENT LLC, 4600 FASHION SQUARE BLVD STE 110, SAGINAW, MI, 09/2012. PRESIDENT, FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-40/WK-40/TRADING. 5. RWS FORTUNE LLC / 28555 Orchard Lake Road, Farmington Hills MI / 12/2022 / OWNER, RENTAL PROPERTY / NIR / 4 HR/MO - 0 HR TRADING 6. RWS FINANCIAL GROUP, 28555 ORCHARD LAKE ROAD, FARMINGTON HILLS, MI 48334, 12/2019, INVESTMENT ADVISOR REPRESENTATIVE, DBA Name, NIR, 150 HR/MO - 120 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-11
S63 Uniform Securities Agent State Law Examination 2000-08-04
  • S65 Uniform Investment Adviser Law Examination
    2003-07-11
  • S63 Uniform Securities Agent State Law Examination
    2000-08-04

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